What information do I need to provide to open an account?

We are obligated to collect the following information in order to provide Swell users with financial services:

-Name
-Address
-Social Security Number
-Date of Birth
-Citizenship/residency status
-Employment status

In addition, we ask some users about their current investment assets, risk tolerance and investment time horizon in order to determine suitability for investing in Swell and to meet SEC reporting requirements.

Was this article helpful?
3 out of 3 found this helpful
Have more questions? Submit a request
Submit a request